Stephen
Jay Gould— What Does it Mean to Be a Radical?
by Richard C. Lewontin and Richard Levins
http://www.monthlyreview.org/
Early this year,
Stephen Gould developed lung cancer, which spread so quickly that
there was no hope of survival. He died on May 20, 2002, at the age
of sixty. Twenty years ago, he had escaped death from mesothelioma,
induced, we all supposed, by some exposure to asbestos. Although
his cure was complete, he never lost the consciousness of his mortality
and gave the impression, at least to his friends, of an almost cheerful
acceptance of the inevitable. Having survived one cancer that was
probably the consequence of an environmental poison, he succumbed
to another.
The public intellectual
and political life of Steve Gould was extraordinary, if not unique.
First, he was an evolutionary biologist and historian of science
whose intellectual work had a major impact on our views of the process
of evolution. Second, he was, by far, the most widely known and
influential expositor of science who has ever written for a lay
public. Third, he was a consistent political activist in support
of socialism and in opposition to all forms of colonialism and oppression.
The figure he most closely resembled in these respects was the British
biologist of the 1930’s, J. B. S. Haldane, a founder of the
modern genetical theory of evolution, a wonderful essayist on science
for the general public, and an idiosyncratic Marxist and columnist
for the Daily Worker who finally split with the Communist Party
over its demand that scientific claims follow Party doctrine.
What characterizes
Steve Gould’s work is its consistent radicalism. The word
radical has come to be synonymous with extreme in everyday usage:
Monthly Review is a radical journal to the readers of the Progressive;
Steve Gould underwent radical surgery when tumors were removed from
his brain; and a radical is someone who is out in left (or right)
field. But a brief excursion into the Oxford English Dictionary
reminds us that the root of the word radical is, in fact, radix,
the Latin word for root. To be radical is to consider things from
their very root, to go back to square one, to try to reconstitute
one’s actions and ideas by building them from first principles.
The impulse to be radical is the impulse to ask, “How do I
know that?” and, “Why am I following this course rather
than another?” Steve Gould had that radical impulse and he
followed it where it counted.
First, Steve
was a radical in his science. His best-known contribution to evolutionary
biology was the theory of punctuated equilibrium that he developed
with his colleague Niles Eldridge. The standard theory of the change
in the shape of organisms over evolutionary time is that it occurs
constantly, slowly, and gradually with more or less equal changes
happening in equal time intervals. This seems to be the view that
Darwin had, although almost anything can be read from Darwin’s
nineteenth century prose. Modern genetics has shown that any heritable
change in development that is at all likely to survive will cause
only a slight change in the organism, that such mutations occur
at a fairly constant rate over long time periods and that the force
of natural selection for such small changes is also of small magnitude.
These facts all point to a more or less constant and slow change
in species over long periods.
When one looks
at the fossil record, however, observed changes are much more irregular.
There are more or less abrupt changes in shape between fossils that
succeed each other in geological time with not much evidence for
the supposed gradual intermediates between them. The usual explanation
is that fossils are relatively rare and we are only seeing occasional
snapshots of the actual progression of organisms. This is a perfectly
coherent theory, but Eldridge and Gould went back to square one,
and questioned whether the rate of change under natural selection
was really as constant as everybody assumed. By examining a few
fossil series in which there was a much more complete temporal record
than is usual, they found evidence of long periods of virtually
no change punctuated by short periods during which most of the change
in shape appeared to occur. They generalized this finding into a
theory that evolution occurs in fits and starts and provided several
possible explanations, including that much of evolution occurred
after sudden major changes in environment. Steve Gould went even
further in his emphasis on the importance of major irregular events
in the history of life. He placed great importance on sudden mass
extinction of species after collisions of large comets with the
Earth and the subsequent repopulation of the living world from a
restricted pool of surviving species. The temptation to see some
simple connection between Steve’s theory of episodic evolution
and his adherence to Marx’s theory of historical stages should
be resisted. The connection is much deeper. It lies in his radicalism.
Another aspect
of Gould’s radicalism in science was in the form of his general
approach to evolutionary explanation. Most biologists concerned
with the history of life and its present geographical and ecological
distribution assume that natural selection is the cause of all features
of living and extinct organisms and that the task of the biologist,
insofar as it is to provide explanations, is to come up with a reasonable
story of why any particular feature of a species was favored by
natural selection. If, when the human species lost most of its body
hair in evolving from its ape-like ancestor, it still held on to
eyebrows, then eyebrows must be good things. A great emphasis of
Steve’s scientific writing was to reject this simplistic Panglossian
adaptationism, and to go back to the variety of fundamental biological
processes in the search for the causes of evolutionary change. He
argued that evolution was a result of random as well as selective
forces and that characteristics may be the physical byproducts of
selection for other traits. He also argued strongly for the historical
contingency of evolutionary change. Something may be selected for
some reason at one time and then for an entirely different reason
at another time, so that the end product is the result of the whole
history of an evolutionary line, and cannot be accounted for by
its present adaptive significance.
Thus, for instance,
humans are the way we are because land vertebrates reduced many
fin patterns to four limbs, mammals’ hearts happen to lean
to the left while birds’ hearts lean to the right, the bones
of the inner ear were part of the jaw of our reptilian ancestors,
and it just happened to get dry in east Africa at a crucial time
in our evolutionary history. Therefore, if intelligent life should
ever visit us from elsewhere in the universe, we should not expect
them to have a human shape, suffer from sexist hierarchy, or have
a command deck on their space ship.
Gould also emphasized
the importance of developmental relations between different parts
of an organism. A famous case was his study of the Irish elk, a
very large extinct deer with enormous antlers, much greater in proportion
to the animal’s size than is seen in modern deer. The invented
adaptationist story was that male deer antlers are under constant
natural selection to increase in size because males use them in
combat when they compete for access to females. The Irish elk pushed
the evolution of this form of machismo too far and their antlers
became so unwieldy that they could not carry on the normal business
of life and so became extinct. What Steve showed was that for deer
in general, species with larger body size have antlers that are
more than proportionately larger, a consequence of a differential
growth rate of body size and antler size during development. In
fact, Irish elk had antlers of exactly the size one would predict
from their body size and no special story of natural selection is
required.
None of Gould’s
arguments about the complexity of evolution overthrows Darwin. There
are no new paradigms, but perfectly respectable “normal science”
that adds richness to Darwin’s original scheme. They typify
his radical rule for explanation: always go back
to basic biological processes and see where that takes you.
Steve Gould’s
greatest fame was not as a biologist but as an explicator of science
for a lay public, in lectures, essays, and books. The relation between
scientific knowledge and social action is a problematic one. Scientific
knowledge is an esoteric knowledge, possessed and understood by
a small elite, yet the use and control of that knowledge by private
and public powers is of great social consequence to all. How is
there to be even a semblance of a democratic state when vital knowledge
is in the hands of a self-interested few? The glib answer offered
is that there are instruments of the popularization of science,
chiefly science journalism and the popular writings of scientists,
which create an informed public. But that popularization is itself
usually an instrument of obfuscation and the pressing of elite agendas.
Science journalists
suffer from a double disability: First, no matter how well educated,
intelligent, and well motivated, they must, in the end, trust what
scientists tell them. Even a biologist must trust what a physicist
says about quantum mechanics. A large fraction of science reporting
begins with a press conference or release produced by a scientific
institution. “Scientists at the Blackleg Institute announced
today the discovery of the gene for susceptibility to repetitive
motion injury.” Second, the media for which science reporters
work put immense pressure on them to write dramatic accounts. Where
is the editor who will allot precious column inches to an article
about science whose message is that it is all very complicated,
that no predictions can be made, that there are serious experimental
difficulties in the way of finding the truth of the matter, and
that we may never know the answer? Third, the esoteric nature of
scientific knowledge places almost insuperable rhetorical barriers
between even the most knowledgeable journalist and the reader. It
is not generally realized that a transparent explanation in terms
accessible to the lay reader requires the deepest possible knowledge
of the matter on the part of the writer.
Scientists,
and their biographers, who write books for a lay public are usually
concerned to press uncritically the romance of the intellectual
life, the wonders of their science, and to propagandize for yet
greater support of their work. Where is the heart so hardened that
it cannot be captivated by Stephen Hawking and his intellectual
enterprise? Even when the intention is simply to inform a lay public
about a body of scientific knowledge, the complications of the actual
state of understanding are so great that the pressure to tell a
simple and appealing story is irresistible.
Steve Gould
was an exception. His three hundred essays on scientific questions,
published in his monthly column in Natural History Magazine, many
of which were widely distributed in book form, combined a truthful
and subtle explication of scientific findings and problems, with
a technique of exposition that neither condescended to his readers
nor oversimplified the science. He told the complex truth in a way
that his lay readers could understand, while enlivening his prose
with references to baseball, choral music, and church architecture.
Of course, when we consider writing for a popular audience, we have
to be clear about what we mean by popular. The Uruguayan writer
Eduardo Galeano asked what we mean by writing for “the people”
when most of our people are illiterate. In the North there is less
formal illiteracy, but Gould wrote for a highly educated, even if
nonspecialist, audience for whom choral music and church architecture
provided more meaningful metaphors than the scientific ideas themselves.
Most of the
subjects Steve dealt with were meant to be illustrative precisely
of the complexity and diversity of the processes and products of
evolution. Despite the immense diversity of matters on which he
wrote there was, underneath, a unifying theme: that the complexity
of the living world cannot be treated as a manifestation of some
grand general principle, but that each case must be understood by
examining it from the ground up and as the realization of one out
of many material paths of causation.
In his political
life Steve was part of the general movement of the left. He was
active in the anti-Vietnam War movement, in the work of Science
for the People, and of the New York Marxist School. He identified
himself as a Marxist but, like Darwinism, it is never quite certain
what that identification implies. Despite our close comradeship
in many things over many years, we never had a discussion of Marx’s
theory of history or of political economy. More to the point, however,
by insisting on his adherence to a Marxist viewpoint, he took the
opportunity offered to him by his immense fame and legitimacy as
a public intellectual to make a broad public think again about the
validity of a Marxist analysis.
At the level
of actual political struggles, his most important activities were
in the fight against creationism and in the campaign to destroy
the legitimacy of biological determinism including sociobiology
and racism. He argued before the Arkansas State Legislature that
differences among evolutionists or unsolved evolutionary problems
do not undermine the demonstration of evolution as an organizing
principle for understanding life. He was one of the authors of the
original manifesto challenging the claim of sociobiology that there
is an evolutionarily derived and hard-wired human nature that guarantees
the perpetuation of war, racism, the inequality of the sexes, and
entrepreneurial capitalism. He continued throughout his career to
attack this ideology and show the shallowness of its supposed roots
in genetics and evolution. His most significant contribution to
the delegitimation of biological determinism, however, was his widely
read exposure of the racism and dishonesty of prominent scientists,
The Mismeasure of Man. Here again, Gould showed the value of going
back to square one.
Not content
simply to show the evident class prejudice and racism expressed
by American, English, and European biologists, anthropologists,
and psychologists prior to the Second World War, he actually examined
the primary data on which they based their claims of the larger
brains and superior minds of northern Europeans. In every case the
samples had been deliberately biased, or the data misrepresented,
or even invented, or the conclusions misstated. The consistently
fraudulent data on IQ produced by Cyril Burt had already been exposed
by Leo Kamin, but this might have been dismissed as unique pathology
in an otherwise healthy body of inquiry. The evidence produced by
Steve Gould of pervasive data cooking by an array of prominent investigators
made it clear that Burt was not aberrant, but typical. It is widely
agreed that ideological commitments may have an unconscious effect
on the directions and conclusions of scientists. But generalized
deliberate fraud in the interests of a social agenda? What more
radical attack on the institutions of “objective” science
could one imagine?
Being a radical
in the sense that informs this memorial is not easy because it involves
a constant questioning of the bases of claims and actions, not only
of others, but also of our own. No one, not even Steve Gould, could
claim to succeed in being consistently radical, but, as Rabbi Tarfon
wrote, “It is not incumbent on us to succeed, but neither
are we free to refrain from the struggle.”
RICHARD
C. LEWONTIN and RICHARD LEVINS have been colleagues and comrades
for over forty years. They are the authors of The Dialectical Biologist
(Harvard University Press, 1987), and Biology as Ideology: The Doctrine
of DNA (HarperCollins, 1992). Lewontin is Research Professor in
Biology at Harvard and taught a joint course in evolution with Steve
Gould. Levins is the head of the Human Ecology program at the Harvard
School of Public Health.
All material
copyright ©2002 by Monthly Review
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